The organization will need to select its targeted performance level and submit the required documentation from all sections that include the targeted level.
ALL COMPLIANCE PATHS
ALL LEVELS
RP-1 Employee Retirement Provision Policy
A policy that documents the organization’s retirement provision.
PERFORMANCE COMPLIANCE PATH
LEVELS 2-4
RP-2 Employee Eligibility Confirmation
Confirmation of the timing of employee benefit eligibility showing compliance with the requirements of the targeted performance level.
RP-3 Default Contribution Confirmation
Confirmation of the default contribution percentage by employees showing compliance with requirements of the targeted performance level.
LEVELS 3-4
RP-4 Employer Match Confirmation
Confirmation of the organization’s employer match to employee contributions meets the requirements of the targeted performance level.
LEVEL 4
RP-5 Maximum Employer Match Percentage
The organization’s maximum employer match to employee contributions showing compliance with the requirements of the targeted performance level (must exceed the stated minimum).
RP-6 Automatic Contribution Percentage Increase
The organization’s annual automatic contribution increase percentage showing compliance with the targeted performance level.
OR
LEVELS 2-4
RP-7 National Retirement or Pension Plan Documentation
Documentation of national retirement or pension provision plan. Note that where the government stipulates retirement contribution percentages, auto-enrollment and immediate eligibility requirements may be waived, and organizations may be eligible to achieve Level 4 without auto-escalation if the total contribution defined in the plan is 15% or more.
EMPLOYEE OWNERSHIP COMPLIANCE PATH
LEVELS 2-4
RP-8 Employee Ownership Certification Confirmation
Confirmation of the organization’s employee ownership certification from CertifiedEO or confirmation that the organization meets the tenets of employee ownership as defined by CertifiedEO.
DEFINED BENEFIT PENSION PLAN COMPLIANCE PATH
LEVEL 4
RP-9 Defined Benefit Pension Plan Documentation
Documents describing the defined benefit pension plan.
