If a request is made to appoint PSC on a risk mid-term, or if PSC is offered a Broker of Record letter on a risk that is in force, then prior to agreeing to accept such appointment or Broker of Record letter, the request must be referred to Very Senior Personnel (as applicable to your business) or the Head of Compliance for approval.
The individual providing such approval must sign the relevant transfer documents. The transfer documents must be scanned and saved in the file directory.
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