The FCA rules and guidance are set out in their handbook, which is sub-divided into nine ‘blocks’, plus the Glossary. This compliance manual has been designed to reflect the relevant provisions of the handbook sections which are applicable to Paragon, as set out below. An index to the full handbook may be found on the FCA’s website.
Paragon is solely regulated by the FCA and is therefore not subject to the provisions of the PRA rulebook.
Sections relevant Paragon include:
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