HITRUST AI Security Assessment and Certification Specification
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Table of Contents
HITRUST AI Security Assessment and Certification Specification
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HITRUST AI Security Assessment and Certification Specification — 1
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About the HITRUST AI Security Certification
What problem does this certification help address?
Why HITRUST for AI assurances?
Who can obtain this certification?
What types of AI can certify?
What is this assessment and certification… not?
Which AI system layers are considered?
Shared AI Responsibilities and Inheritance
Is this a stand-alone assessment?
How to tailor the HITRUST assessment?
Guidance for External Assessors
How big / how many requirements?
AI security requirements included
TOPIC: AI security threat management
Identifying security threats to the AI system (What can go wrong and where?)
Threat modeling (What are we doing about it?)
Security evaluations such as AI red teaming (Are the countermeasures working?)
TOPIC: AI security governance and oversight
Assign Roles and Resp. for AI
Augment written policies to address AI specificities
Humans can intervene if needed
TOPIC: Development of AI software
Provide AI security training to AI builders and deployers
Version control of AI assets
Inspection of AI software assets
Change control over AI models
Change control over language model tools
Documentation of AI specifics during system design and development
Linkage between dataset, model, and pipeline config
Verification of origin and integrity of AI assets
TOPIC: AI legal and compliance
ID and evaluate compliance & legal obligations for AI system development and deployment
ID and evaluate any constraints on data used for AI
TOPIC: AI supply chain
Due diligence review of AI providers
Review the model card of models used by the AI system
AI security requirements communicated to AI providers
TOPIC: Model robustness
Data minimization or anonymization
Limit output specificity and precision
Additional Training Data Measures
TOPIC: Access to the AI system
Limit the release of technical info about the AI system
Model Rate Limiting / Throttling
GenAI model least privilege
Restrict access to data used for AI
Restrict access to AI models
Restrict access to interact with the AI model
Restrict access to the AI engineering environment and AI code
TOPIC: Encryption of AI assets
Encrypt traffic to and from the AI model
Encrypt AI assets at rest
TOPIC: AI system logging and monitoring
Log AI system inputs and outputs
Monitor AI system inputs and outputs
Monitoring for data, models, and configs for suspicious changes
TOPIC: Documenting and inventorying AI systems
Inventory deployed AI systems
Maintain a catalog of trusted data sources for AI
AI data and data supply inventory
Model card publication (for model builders)
TOPIC: Filtering and sanitizing AI data, inputs, and outputs
Dataset sanitization
Input filtering
Output encoding
Output filtering
TOPIC: Resilience of the AI system
Updating incident response for AI specifics
Backing up AI system assets
AI security threats considered
TOPIC: Availability attacks
Denial of AI service
TOPIC: Input-based attacks
Evasion (including adversarial examples)
Model extraction and theft
Model inversion
Prompt injection
TOPIC: Poisoning attacks
Data poisoning
Model poisoning
TOPIC: Supply chain attacks
Compromised 3rd-party models or code
Compromised 3rd-party training datasets
TOPIC: Threats inherent to language models
Confabulation
Excessive agency
Sensitive information disclosed in output
Harmful code generation
Crosswalks to other sources of AI guidance
ISO/IEC 23894:2023
ISO/IEC 42001:2023
AI updates to HITRUST’s glossary
Added terms
Added acronyms
Download as PDF
TOPIC: Documenting and inventorying AI systems
Monitoring for data, models, and configs for suspicious changes
Inventory deployed AI systems
This topic includes the following:
Inventory deployed AI systems
Maintain a catalog of trusted data sources for AI
AI data and data supply inventory
Model card publication
Monitoring for data, models, and configs for suspicious changes
Inventory deployed AI systems
